文章來源:宣(xuan)傳工(gong)作局 發布時間:2018-01-18
近日,國務(wu)院國資委發布了《中(zhong)央企(qi)(qi)業投資監督管理辦法》(國資委令(ling)第34號)和《中(zhong)央企(qi)(qi)業境外投資監督管理辦法》(國資委令(ling)第35號)。
34號(hao)(hao)令(ling)、35號(hao)(hao)令(ling)是國(guo)(guo)資(zi)(zi)委貫(guan)徹(che)落(luo)實十八屆三中全會精神,按照黨中央(yang)、國(guo)(guo)務院(yuan)深化國(guo)(guo)有(you)企(qi)(qi)(qi)業(ye)(ye)和(he)國(guo)(guo)有(you)資(zi)(zi)產(chan)監(jian)(jian)管(guan)(guan)(guan)體(ti)制改革(ge)的(de)總體(ti)部(bu)署,針對中央(yang)企(qi)(qi)(qi)業(ye)(ye)投(tou)資(zi)(zi)監(jian)(jian)管(guan)(guan)(guan)面臨的(de)新(xin)形勢、新(xin)任務、新(xin)要(yao)(yao)求(qiu)和(he)中央(yang)企(qi)(qi)(qi)業(ye)(ye)投(tou)資(zi)(zi)中出現(xian)(xian)的(de)問題(ti),在(zai)繼承以(yi)往有(you)效經驗和(he)做法的(de)基(ji)礎上,從依(yi)法履行出資(zi)(zi)人職(zhi)責(ze)(ze)定位、實現(xian)(xian)以(yi)管(guan)(guan)(guan)企(qi)(qi)(qi)業(ye)(ye)為(wei)主向以(yi)管(guan)(guan)(guan)資(zi)(zi)本(ben)為(wei)主轉變的(de)要(yao)(yao)求(qiu)出發,對2006年發布(bu)的(de)《中央(yang)企(qi)(qi)(qi)業(ye)(ye)投(tou)資(zi)(zi)監(jian)(jian)督(du)管(guan)(guan)(guan)理暫行辦法》(國(guo)(guo)資(zi)(zi)委令(ling)第16號(hao)(hao))和(he)2012年發布(bu)的(de)《中央(yang)企(qi)(qi)(qi)業(ye)(ye)境外投(tou)資(zi)(zi)監(jian)(jian)督(du)管(guan)(guan)(guan)理暫行辦法》(國(guo)(guo)資(zi)(zi)委令(ling)第28號(hao)(hao))進行的(de)修訂和(he)完善。兩(liang)個(ge)辦法貫(guan)徹(che)以(yi)管(guan)(guan)(guan)資(zi)(zi)本(ben)為(wei)主加(jia)強國(guo)(guo)有(you)資(zi)(zi)產(chan)監(jian)(jian)管(guan)(guan)(guan)的(de)要(yao)(yao)求(qiu),重點(dian)從“管(guan)(guan)(guan)投(tou)向、管(guan)(guan)(guan)程序、管(guan)(guan)(guan)風(feng)險、管(guan)(guan)(guan)回報”四個(ge)方面,努力(li)(li)構建權責(ze)(ze)對等(deng)、運(yun)行規(gui)范(fan)、信息(xi)對稱、風(feng)險控制有(you)力(li)(li)的(de)投(tou)資(zi)(zi)監(jian)(jian)督(du)管(guan)(guan)(guan)理體(ti)系,促進中央(yang)企(qi)(qi)(qi)業(ye)(ye)加(jia)強投(tou)資(zi)(zi)管(guan)(guan)(guan)理,規(gui)范(fan)投(tou)資(zi)(zi)行為(wei),強化風(feng)險管(guan)(guan)(guan)控,提高國(guo)(guo)有(you)資(zi)(zi)本(ben)效率,防(fang)止國(guo)(guo)有(you)資(zi)(zi)產(chan)流(liu)失,實現(xian)(xian)國(guo)(guo)有(you)資(zi)(zi)本(ben)保(bao)值增值。
兩個辦(ban)法主(zhu)要有四(si)個方(fang)面(mian)的(de)(de)(de)(de)特點:一是(shi)強(qiang)調(diao)依法監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan),注(zhu)重(zhong)厘清國資(zi)(zi)(zi)委與中央企(qi)(qi)(qi)(qi)業的(de)(de)(de)(de)權責(ze)(ze)(ze)邊界。準確(que)把握依法履行出資(zi)(zi)(zi)人(ren)職(zhi)責(ze)(ze)(ze)定位,對按法律法規(gui)和政(zheng)策規(gui)定該由(you)國資(zi)(zi)(zi)委履行的(de)(de)(de)(de)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)職(zhi)責(ze)(ze)(ze),制定了更為嚴格的(de)(de)(de)(de)監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)措施,進一步加強(qiang)監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan);對依法應由(you)中央企(qi)(qi)(qi)(qi)業自主(zhu)作出投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)決(jue)策的(de)(de)(de)(de)事項(xiang)(xiang),由(you)企(qi)(qi)(qi)(qi)業按照企(qi)(qi)(qi)(qi)業發展戰略和規(gui)劃自主(zhu)決(jue)策、自擔責(ze)(ze)(ze)任,國資(zi)(zi)(zi)委加強(qiang)監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)。二是(shi)強(qiang)調(diao)全(quan)方(fang)位監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan),注(zhu)重(zhong)加強(qiang)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)體系(xi)建(jian)設。通過(guo)建(jian)立(li)健全(quan)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)理制度、優化投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)管(guan)(guan)(guan)(guan)(guan)理信息(xi)系(xi)統、實施投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)項(xiang)(xiang)目負(fu)面(mian)清單、強(qiang)化投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)聯(lian)動等,實現(xian)對企(qi)(qi)(qi)(qi)業投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)活動全(quan)方(fang)位監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)。三是(shi)強(qiang)調(diao)全(quan)過(guo)程監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan),注(zhu)重(zhong)事前事中事后監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)并重(zhong)。強(qiang)調(diao)事前加強(qiang)規(gui)范、事中注(zhu)重(zhong)監(jian)(jian)(jian)(jian)(jian)(jian)(jian)控、事后強(qiang)化問責(ze)(ze)(ze),實現(xian)對投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)全(quan)過(guo)程監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)。四(si)是(shi)探(tan)索創新監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan),試行投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)項(xiang)(xiang)目負(fu)面(mian)清單管(guan)(guan)(guan)(guan)(guan)理。明確(que)出資(zi)(zi)(zi)人(ren)投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)監(jian)(jian)(jian)(jian)(jian)(jian)(jian)管(guan)(guan)(guan)(guan)(guan)底線,劃定中央企(qi)(qi)(qi)(qi)業投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)行為紅線。投(tou)(tou)(tou)(tou)資(zi)(zi)(zi)項(xiang)(xiang)目負(fu)面(mian)清單的(de)(de)(de)(de)內容保持(chi)相對穩定,并適時(shi)動態調(diao)整。
為提(ti)高境外投(tou)資監(jian)管(guan)的(de)針(zhen)對性,防范境外投(tou)資風(feng)險(xian),國資委延(yan)續(xu)了(le)制定專(zhuan)門境外投(tou)資監(jian)管(guan)辦法(fa)(fa)的(de)做法(fa)(fa)。在保(bao)持監(jian)管(guan)理(li)念(nian)、監(jian)管(guan)方式與境內辦法(fa)(fa)基本一致(zhi)的(de)前(qian)提(ti)下,更加(jia)(jia)強調戰略規(gui)劃引(yin)領、堅持聚(ju)焦主業,更加(jia)(jia)強調境外風(feng)險(xian)防控(kong)、保(bao)障境外資產安(an)全(quan)。
新(xin)修訂的兩個辦法(fa)(fa)施行(xing)后,《中(zhong)央企業(ye)投資監(jian)督管(guan)理暫行(xing)辦法(fa)(fa)》(國資委令第16號(hao))和《中(zhong)央企業(ye)境(jing)外(wai)投資監(jian)督管(guan)理暫行(xing)辦法(fa)(fa)》(國資委令第28號(hao))同時廢止(zhi)。